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Alain Brito

5 Years of Experience
Irvine, CA
Broker

Alain Brito is a registered investment advisor, based in Irvine, CA, with 5 years of industry experience. Alain is also registered as a broker, so some compensation may come from commissions on products sold.

Location

19200 Von Karman Ave, Suite 400, Irvine, CA, 92612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alain is an associate financial advisor at PacificView Wealth Management, focusing on investment management, financial planning, and wealth management, dedicating full-time hours. He is also a wealth management advisor at NewEdge Advisors, spending full-time hours as well.

Employment History
Current Registrations
Newedge Advisors
October 2022 - Present · 4 yrs
Newedge Securities, LLCBroker
October 2022 - Present · 4 yrs
Previous Registrations
Securities America Advisors, INC.
January 2021 - October 2022 · 1 yr 9 mos
Securities America, INC.Broker
October 2020 - October 2022 · 2 yrs
State Registrations2 states
CATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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