Palmiris Rivas is a registered investment advisor at Morgan Stanley, based in New York, NY, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2024 - Present · 1 yr 10 mos
Morgan StanleyBroker
September 2024 - Present · 1 yr 10 mos
Previous Registrations
Citi Private Alternatives, LLCBroker
March 2022 - May 2024 · 2 yrs 2 mos
Citi Global Advisory, LLC
March 2022 - June 2010 · 0 mos
Citigroup Global Markets INC.
November 2020 - May 2024 · 3 yrs 6 mos
Citigroup Global Markets INC.Broker
August 2019 - May 2024 · 4 yrs 9 mos
J.P. Morgan Securities LLCBroker
April 2018 - August 2019 · 1 yr 4 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.