BB
BB

Brandon Biggs

7 Years of Experience
Greenville, NC
3 DisclosuresBroker

Brandon Biggs is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Greenville, NC, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

317 SE Greenville Blvd, Greenville, NC, 27858

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2017
Final
Financial
October 2016
Final
Judgment / Lien
October 2012
Other Business Activities

Brandon is a sole proprietor under the name Cappello, conducting motivational speaking and rap concerts, recording music, and selling music online and at concerts since 2018. This takes minimal time.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2018 - Present · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2018 - Present · 7 yrs 10 mos
State Registrations10 states
FLGAKYMDMINCSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.