Derrick Allen is a registered investment advisor at The Mosaic Financial Group, LLC, based in Chicago, IL, with 4 years of industry experience. Derrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 127 clients with $900M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.90% |
| $1.0M - $2.0M | 0.60% |
| $2.0M - $3.0M | 0.50% |
| $3.0M - $5.0M | 0.40% |
| $5.0M - $10.0M | 0.30% |
| $10.0M - $20.0M | 0.20% |
| $20.0M - $30.0M | 0.10% |
| $30M+ | Included |
Fees are non-negotiable except for clients with a relationship prior to the current fee schedule. The fee for assets over $30,000,001 is to be determined (TBD).
Fee Estimator
Location
225 W. Randolph Street, Suite 2425, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
The Mosaic Financial Group, LLC
State Registrations1 state
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