Brandy Maben
Brandy Maben is a registered investment advisor at Windrock Wealth Management, based in Tucson, AZ, with 7 years of industry experience. Brandy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Education Planning, and 7 more. Their firm serves 83 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $3.0M | 1.25% |
| $3.0M - $8.0M | 0.90% |
| $8.0M - $18.0M | 0.70% |
| $18M+ | 0.25% |
Fees are billed quarterly in advance. Minimum annual fee of $7,500 for Wealth Management Services and $50,000 for Family Office Solutions. Fees may be negotiable.
Fee Estimator
Location
Tucson, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brandy is the camp director for Arizona Swim Camp, LLC, a summer youth swim camp, since 2015. She is also involved with Young Tax Professionals, Southern Arizona Estate Planning Council, and MECP2 Duplication Foundation, dedicating minimal time to each. Brandy is also an insurance agent.
Employment History
Current Registrations
Windrock Wealth Management
Previous Registrations
Levin Funding Group LLC
Kms Financial Services, INC
Kms Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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