Brandy Maben
Brandy Maben is a registered investment advisor at Windrock Wealth Management, based in Naperville, IL, with 6 years of industry experience. Brandy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth. Their firm serves 73 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $3.0M | 1.25% |
| $3.0M - $8.0M | 0.90% |
| $8.0M - $18.0M | 0.70% |
| $18M+ | 0.25% |
Minimum quarterly fee of $1,875 for portfolios under $10 million; minimum quarterly fee of $12,500 for portfolios exceeding $10 million. Fees may be subject to different arrangements based on factors such as size and type of assets, complexity and client needs.
Fee Estimator
Location
225 West Jefferson Avenue, Suite 2, Naperville, IL, 60540
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brandy is the camp director for Arizona Swim Camp, LLC, a summer youth swim camp, since 2015. She is also involved with Young Tax Professionals, Southern Arizona Estate Planning Council, and MECP2 Duplication Foundation, dedicating minimal time to each. Brandy is also an insurance agent.
Employment History
Current Registrations
Windrock Wealth Management
Previous Registrations
Levin Funding Group LLC
Kms Financial Services, INC
Kms Financial Services, INC.Broker
State Registrations1 state
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