Kimberly Elliott is a registered investment advisor, based in Addison, TX, with 7 years of industry experience.
Location
3820 Belt Line Rd, Addison, TX, 75001
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Frost Brokerage Services, INC.
June 2023 - Present · 3 yrs 1 mo
Frost Investment Services
June 2023 - Present · 3 yrs 1 mo
Frost Brokerage Services, INC.Broker
June 2023 - Present · 3 yrs 1 mo
Previous Registrations
Citizens Securities, INC.
June 2022 - June 2023 · 1 yr
Citizens Securities, INC.Broker
June 2022 - June 2023 · 1 yr
Wells Fargo Clearing Services, LLC
August 2018 - June 2022 · 3 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
July 2018 - June 2022 · 3 yrs 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.