LT
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Laura Toppozini

7 Years of Experience
Houston, TX
Broker

Laura Toppozini is a registered investment advisor at Neuberger Berman Bd LLC, based in Houston, TX, with 7 years of industry experience. Laura operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

Houston, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Laura provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC. This is concurrent with her duties as a Registered Representative.

Employment History
Current Registrations
Neuberger Berman Bd LLC
March 2019 - Present · 7 yrs 2 mos
Neuberger Berman Bd LLCBroker
September 2018 - Present · 7 yrs 8 mos
Neuberger Berman Bd LLC
September 2018 - Present · 7 yrs 8 mos
State Registrations27 states
AZCACOCTDEFLILMAMDMEMIMOMSMTNCNHNJNVNYOHORSDTNTXVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.