BC
BC

Benjamin Carroll

6 Years of Experience
Myrtle Beach, SC
1 DisclosureBroker

Benjamin Carroll is a registered investment advisor at Wells Fargo Advisors, based in Myrtle Beach, SC, with 6 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2050 Corporate Centre Dr, Myrtle Beach, SC, 29577

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2019
Denied
Other Business Activities

Benjamin is the treasurer for Vann's Landing Homeowners Association, spending minimal time attending meetings and discussing community policies. He also holds power of attorney for his mother, dedicating minimal time to this responsibility.

Employment History
Current Registrations
Wells Fargo Advisors
April 2023 - Present · 3 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Van Clemens Wealth Management, LLC
January 2023 - March 2023 · 2 mos
Van Clemens & CO. IncorporatedBroker
January 2023 - March 2023 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2018 - January 2021 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2018 - January 2021 · 2 yrs 8 mos
State Registrations34 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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