SM
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Scott Mullins

7 Years of Experience
Oklahoma City, OK
Broker

Scott Mullins is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Oklahoma City, OK, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

4811 Gaillardia Pkwy, Oklahoma City, OK, 73142

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott is an owner/manager of Mullins and Associates, LLC, involved in rental property investment, and serves as an advisory board member for the Epilepsy Foundation of Oklahoma. He also appears to be a sole owner of several businesses under his own name, each requiring minimal time commitment.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2018 - Present · 7 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2018 - Present · 7 yrs 8 mos
State Registrations10 states
ARCAFLKSMDMSNCOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.