Susan Oman is a registered investment advisor, based in Westfield, IN, with 7 years of industry experience.
Location
Westfield, IN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
July 2023 - Present · 2 yrs 10 mos
Empower Advisory Group, LLC
July 2023 - Present · 2 yrs 10 mos
Empower Financial Services, INC.Broker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
American Funds Distributors, INC.
September 2018 - May 2023 · 4 yrs 8 mos
American Funds Distributors, INC.Broker
May 2018 - May 2023 · 5 yrs
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.