Gregory Kass is a registered investment advisor, based in New Orleans, LA, with 6 years of industry experience.
Location
701 Poydras Street, New Orleans, LA, 70139
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.
January 2020 - August 2022 · 2 yrs 7 mos
Hancock Whitney Investment Services INC.Broker
January 2020 - August 2022 · 2 yrs 7 mos
Edward Jones
July 2018 - February 2019 · 7 mos
Edward JonesBroker
June 2018 - February 2019 · 8 mos
State Registrations2 states
LAMS
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.