Kent Pendleton is a registered investment advisor, based in Montgomery, TX, with 7 years of industry experience.
Location
14375 Liberty Street, Suite 109, Montgomery, TX, 77356
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kent works as an independent contractor for Oak Crest Advisors, focusing on financial advising, business development, and talent acquisition. This takes about 10-20% of his time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
March 2021 - Present · 5 yrs 2 mos
Raymond James Financial Services Advisors, INC
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Edward Jones
July 2018 - March 2021 · 2 yrs 8 mos
Edward JonesBroker
June 2018 - March 2021 · 2 yrs 9 mos
State Registrations10 states
COGAILMTNENYOKSCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.