Matthew Baum is a CFP-designated registered investment advisor at Alpha Zero LLC, based in Meriden, CT, with 6 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 323 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alpha Zero charges up to 2% annually for portfolio management, based on the value of your investments. The fee is calculated at the end of each quarter and adjusted for any deposits or withdrawals made during the quarter. This fee is negotiable. Alpha Zero also offers advisory services for alternative investments, charging 2% per year of the capital commitment, assessed quarterly, plus a performance fee of 20% of the profits realized on each investment.
Location
Meriden, CT
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Regulatory History (2)
Regulatory
April 2024Criminal
July 2023Employment History
Current Registrations
Alpha Zero LLC
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.