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Scott Hughes

7 Years of Experience
Vermilion, OH
Broker

Scott Hughes is a registered investment advisor at Key Investment Services LLC, based in Vermilion, OH, with 7 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
629 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.40%
$1M+1.00%

KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4700 Liberty Avenue, Vermilion, OH, 44089

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Key Investment Services LLC
September 2025 - Present · 8 mos
Key Investment Services LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Citizens Securities, INC.Broker
March 2023 - August 2025 · 2 yrs 5 mos
J.P. Morgan Securities LLCBroker
September 2019 - March 2023 · 3 yrs 6 mos
Citizens Securities, INC.Broker
May 2018 - July 2019 · 1 yr 2 mos
State Registrations13 states
AZCAFLGAMDMIMONVOHOKSCTNWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.