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Vrinda Sinha

6 Years of Experience
Houston, TX
2 DisclosuresBroker

Vrinda Sinha is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Houston, TX, with 6 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

14604 Northwest Freeway, Houston, TX, 77040

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2023
Final
Financial
November 2022
Final
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2026 - Present · 4 mos
Raymond James Financial Services Advisors, INC
January 2026 - Present · 4 mos
Previous Registrations
LPL Financial LLC
July 2025 - September 2025 · 2 mos
LPL Financial LLCBroker
July 2025 - September 2025 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2023 - August 2024 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2023 - August 2024 · 1 yr 5 mos
Wells Fargo Clearing Services, LLC
September 2018 - November 2022 · 4 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
July 2018 - November 2022 · 4 yrs 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.