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Christopher Swanson

7 Years of Experience
Fergus Falls, MN
Broker

Christopher Swanson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fergus Falls, MN, with 7 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

111 E Lincoln Ave, Fergus Falls, MN, 56537

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Christopher is a counsel member, head of membership, and treasurer for various organizations, dedicating minimal time to each. He also works for LFP Consulting, spending about 38% of his time there.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2019 - Present · 7 yrs 2 mos
Ameriprise Financial Services, LLC
August 2018 - Present · 7 yrs 9 mos
Ameriprise Financial Services, LLCBroker
August 2018 - Present · 7 yrs 9 mos
State Registrations46 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.