Nicole Randolph is a registered investment advisor, based in Cape Coral, FL, with 7 years of industry experience.
Location
1533 Cape Coral Pkwy W, Cape Coral, FL, 33914
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
August 2018 - February 2021 · 2 yrs 6 mos
Bb&t Securities, LLCBroker
June 2018 - February 2021 · 2 yrs 8 mos
State Registrations38 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.