Philip Ambrose
Philip Ambrose is a CFP-designated registered investment advisor at Calton & Associates, INC., based in Tallahassee, FL, with 7 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
1876 Eider Ct., Suite B, Tallahassee, FL, 32308
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Philip is a contracted broker for Big Oak Benefits Group, overseeing multiple employer group accounts and enrolling employees in various insurance benefits, dedicating about 10-20% of his time. He is also an officer of Ambrose Financial Group, LLC, and a partner at Rosenberg Alvis Ambrose Wealth Management, spending full-time hours on financial services and insurance business.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Nylife Securities LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.