Heaven French is a registered investment advisor, based in Iowa City, IA, with 5 years of industry experience.
Location
209 East Washington St, St 300, Iowa City, IA, 52240
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Heaven works as a part-time cleaner at Hy-Vee, focusing on cleaning dairy racks. This activity requires a few hours per week and is not investment-related.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
October 2020 - August 2023 · 2 yrs 10 mos
Cri Securities, LLC
October 2020 - October 2021 · 1 yr
Securian Financial Services, INC.Broker
June 2020 - August 2023 · 3 yrs 2 mos
Cri Securities, LLCBroker
June 2020 - October 2021 · 1 yr 4 mos
State Registrations1 state
IA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.