Roxana Jauregui-Lambert is a registered investment advisor at Morgan Stanley, based in Los Gatos, CA, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
16000 Los Gatos Boulevard, Los Gatos, CA, 95032
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
December 2025 - Present · 5 mos
Morgan StanleyBroker
December 2025 - Present · 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2025 - December 2025 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2025 - December 2025 · 8 mos
Npm Securities, LLCBroker
June 2020 - August 2024 · 4 yrs 2 mos
Wells Fargo Clearing Services, LLC
August 2019 - June 2020 · 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2019 - June 2020 · 1 yr 5 mos
State Registrations28 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.