SL
SL

Shuning Li

6 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
144 clients
Average Client Portfolio
$325K average
Assets Under Management
$46.8M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

185 W Chestnut Ave, Monrovia, CA, 91016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Shuning is a fixed insurance agent for Transglobal Insurance Agency, dedicating nearly full-time hours to this role. Shuning is also a registered representative with Globalink Securities, Inc. and owns/manages Wintory Wealth, LLC, dedicating nearly full-time hours outside of trading hours.

Employment History
Current Registrations
Transglobal Advisory, LLC
August 2023 - Present · 2 yrs 6 mos
Globalink Securities, INC.
October 2022 - Present · 3 yrs 4 mos
Globalink Securities, INC.Broker
October 2022 - Present · 3 yrs 4 mos
Previous Registrations
Transamerica Financial Advisors, INC.
September 2019 - September 2022 · 3 yrs
Transamerica Financial Advisors, INCBroker
December 2018 - September 2022 · 3 yrs 9 mos
State Registrations7 states
CAFLGAMDNJTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.