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Austin Bain

4 Years of Experience
Bradenton, FL
BrokerSells Insurance

Austin Bain is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Bradenton, FL, with 4 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3935 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.

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Location

2025 Lakewood Ranch Blvd., Ste. 102, Bradenton, FL, 34211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Austin is an advisory representative of a RIA since June 2021, and an IAR under a DBA since November 2022, dedicating about half of his time and full-time respectively. He is also an independent insurance agent for various independent insurance agencies since October 2024, spending a few hours per week.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
June 2021 - Present · 4 yrs 11 mos
Cambridge Investment Research, INC.
April 2021 - Present · 5 yrs 1 mo
Cambridge Investment Research, INC.Broker
April 2021 - Present · 5 yrs 1 mo
State Registrations4 states
FLNYTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.