MG
MG

Mari Gallegos

7 Years of Experience
Charlotte, FL
Broker

Mari Gallegos is a registered investment advisor, based in Charlotte, FL, with 7 years of industry experience.

Location

18245 Paulson Drive Port, Charlotte, FL, 33954

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mari owns rental real estate, dedicating minimal time to managing repairs and services for tenants. She is also a partner at Gallegos Wealth Management, where she manages the branch office, dedicating about 10-20% of her time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Raymond James Financial Services Advisors, INC
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Edward Jones
December 2018 - September 2022 · 3 yrs 9 mos
Edward JonesBroker
November 2018 - September 2022 · 3 yrs 10 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.