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Raymond Sarinelli

7 Years of Experience
Mount Arlington, NJ
Broker

Raymond Sarinelli is a registered investment advisor at Cetera Investment Advisers LLC, based in Mount Arlington, NJ, with 7 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

200 Valley Road, Suite 300, Mount Arlington, NJ, 07856

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Raymond is a registered representative with Nisivoccia Wealth LLC, a wealth management company, and spends minimal time there. He is also the owner of Wealthspring Financial Partners LLC, an acquisition vehicle for financial services and tax practices, dedicating a few hours per week as a passive investor.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
July 2018 - October 2019 · 1 yr 3 mos
1st Global Capital CORP.Broker
June 2018 - October 2019 · 1 yr 4 mos
State Registrations9 states
FLNJNYOHPASCVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Raymond Sarinelli - Financial Advisor | TrueAdvisor