John Norberg
John Norberg is a CFP-designated registered investment advisor at LPL Financial LLC, based in Frederick, MD, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
420 West Patrick Street, Frederick, MD, 21704
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Regulatory History (1)
Customer Dispute
April 2022Other Business ActivitiesSells Insurance
John operates Norberg Wealth Management as a DBA for his LPL business, dedicating nearly full-time hours to it. He is also an agent for Colonial Life, selling non-variable insurance, which takes minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.