Allen Klein
Allen Klein is a registered investment advisor at Merit Financial Advisors, based in Boca Raton, FL, with 7 years of industry experience. Allen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 7 more. Their firm serves 20,711 clients with $24B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual asset management fee ranges up to a maximum of 2.50% and is negotiable. Independent contractor accounts may incur an additional platform fee of 0.25% to 0.35%.
Fee Estimator
Location
5901 Broken Sound Pkwy NW, Suite 502, Boca Raton, FL, 33487
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2026Other Business Activities
Allen works full-time as a Client Service Manager for Stone Creek Capital Management LLC, a registered investment advisor (RIA). His responsibilities are administrative and non-producer related.
Employment History
Current Registrations
Merit Financial Advisors
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Stone Creek Capital Management LLC
Merit Financial Advisors
LPL Financial LLCBroker
Newbridge Financial Services Group, INC.
Newbridge Securities CorporationBroker
Tradestation Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Nicole Carlon, CFPMutual Advisors, LLC
- Jesse Cordoba, CFPRed Reef Advisors LLC
- Joseph Orsini, CFAOppenheimer & CO. INC.
- Gregory Brodeur, CFP, ChFCAlpha Zero LLC
- Victoria Nabaggala, CFPAmeriprise Financial Services, LLC
- Gerald Barbalatt, CFPCommonwealth Financial Network