Regina Leathers is a registered investment advisor at LPL Financial LLC, based in Tehachapi, CA, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
758 Tucker Road, Tehachapi, CA, 93561
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Regina works as a licensed banker at BMO Bank NA, dedicating nearly full-time hours to this role. She also co-owns multiple real estate rental properties and her husband owns a boat rental business, but she spends minimal time on these ventures.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Bancwest Investment Services, INC. (bwis)
Bancwest Investment Services, INC.Broker
State Registrations1 state
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