Kathryn Riel
Kathryn Riel is a registered investment advisor at Cetera Investment Advisers LLC, based in Phoenix, AZ, with 7 years of industry experience. Kathryn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2730 East Camelback Rd, Ste 250, Phoenix, AZ, 85016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathryn is an agent/broker for Co-Op Insurance and R.F. Brokerage, selling fixed insurance, and spends minimal time on each. She also serves as a director for We're Moving Forward, a non-profit organization, dedicating a few hours per week, and EPWNG, a women's networking organization, dedicating minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations19 states
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