BB
BB

Benjamin Zachary Barning

7 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
125 advisors
Number of Clients
24,350 clients
Average Client Portfolio
$144K average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:$25K
Loading...

Location

30 Tower Lane, Suite 450, Avon, CT, 06001

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Benjamin is involved in several investment-related activities through Scranton Financial Group LLC, including sales of fixed insurance products and client acquisition. He also markets investment advisory and fixed insurance services through The Retirement Income Source DBA, taking about half of his time overall.

Employment History
Current Registrations
Sound Income Strategies, LLC
January 2020 - Present · 6 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2018 - October 2019 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2018 - October 2019 · 1 yr 3 mos
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.
Benjamin Zachary Barning - Financial Advisor | TrueAdvisor