Benjamin Barning
Benjamin Barning is a registered investment advisor at Sound Income Strategies, LLC, based in Glastonbury, CT, with 7 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 2 more. Their firm serves 24,757 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Fees are up to 1.75% annually for standard investment management, and up to 2.0% for clients requiring specialized family office or special needs services. Fees are negotiable.
Fee Estimator
Location
2534 Main Street, Glastonbury, CT, 06033
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Benjamin is involved in several investment-related activities through Scranton Financial Group LLC, including sales of fixed insurance products and client acquisition. He also markets investment advisory and fixed insurance services through The Retirement Income Source DBA, taking about half of his time overall.
Employment History
Current Registrations
Sound Income Strategies, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Evan Gilchrest, CFPJanney Montgomery Scott LLC
- Brian Sheehan, CFPRossmore Private Capital, LLC
- Beverly Amon, CFAOsaic Wealth, INC.
- Ronald Tine, ChFCStonex Advisors INC.
- Russell Bell, ChFCCommonwealth Financial Network
- Michael Giliberto, CFAOppenheimer & CO. INC.