Maurice Nelligan
Maurice Nelligan is a registered investment advisor at Sound Income Strategies, LLC, based in Mystic, CT, with 7 years of industry experience. Maurice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 2 more. Their firm serves 24,757 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Fees are up to 1.75% annually for standard investment management, and up to 2.0% for clients requiring specialized family office or special needs services. Fees are negotiable.
Fee Estimator
Location
12 Roosevelt Avenue, Suite 23, Mystic, CT, 06355
Get directionsHistory
Regulatory History (5)
Financial
October 2024Financial
March 2024Financial
June 2023Financial
March 2023Financial
April 2018Other Business ActivitiesSells Insurance
Maurice works as a Client Service Advisor and sells fixed insurance, fixed annuities, and life insurance products at Scranton Financial Group LLC, taking up most of his time. He also markets for Fixed Insurance and Investment Advisory services through Retirement Income Source LLC and Scranton Financial Group, LLC DBA Retirement Income Source SFG, though this takes up none of his time.
Employment History
Current Registrations
Sound Income Strategies, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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