Maurice Nelligan
Maurice Nelligan is a registered investment advisor at Sound Income Strategies, LLC, based in Westbrook, CT, with 6 years of industry experience. Maurice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 24,757 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sound Income Strategies (SIS) manages investment portfolios for a fee based on the value of your portfolio. The annual fee can be up to 1.75% of the value of your portfolio. For a limited group of clients with special needs, the fee can be up to 2.0%. The fee is usually billed monthly, but can be negotiated to be billed quarterly. If SIS uses a third-party investment manager for part of your portfolio, you won't pay any extra fees.
Location
1921 Boston Post Road, Ste 8, Westbrook, CT, 06498
Get directionsHistory
Regulatory History (5)
Financial
October 2024Financial
March 2024Financial
June 2023Financial
March 2023Financial
April 2018Other Business ActivitiesSells Insurance
Maurice works as a Client Service Advisor and sells fixed insurance, fixed annuities, and life insurance products at Scranton Financial Group LLC, taking up most of his time. He also markets for Fixed Insurance and Investment Advisory services through Retirement Income Source LLC and Scranton Financial Group, LLC DBA Retirement Income Source SFG, though this takes up none of his time.
Employment History
Current Registrations
Sound Income Strategies, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.