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Austin Mcstraw

6 Years of Experience
Lakewood, CO
BrokerSells Insurance

Austin Mcstraw is a registered investment advisor at LPL Financial LLC, based in Lakewood, CO, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

12265 W Bayaud Ave Ste 230, Lakewood, CO, 80228

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Austin is involved in three outside business activities. He works with Colorado Brokerage Group LLC selling non-variable insurance a few hours per week, operates Foothills Financial Strategies LLC nearly full-time as a DBA for his LPL business, and owns Merry & Bright Lighting Co LLC, spending about 10-20% of his time installing Christmas lights.

Employment History
Current Registrations
LPL Financial LLC
April 2019 - Present · 7 yrs 5 mos
LPL Financial LLCBroker
March 2019 - Present · 7 yrs 6 mos
State Registrations15 states
AKAZCACOFLHIKSMIMOMTNMNYTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Austin Mcstraw - Financial Advisor | TrueAdvisor