JM
JM

John Mullen

7 Years of Experience
Milwaukee, WI
Broker

John Mullen is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Milwaukee, WI, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

777 East Wisconsin Ave, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is an employee at Leff's at the Wisconsin State Fair, working more than 10 hours for 11 days during the fair. He spends minimal time on this activity during trading hours.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
January 2019 - Present · 7 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
August 2018 - Present · 7 yrs 9 mos
State Registrations31 states
ARAZCACOCTDCFLGAILINKYMAMDMIMTNCNENJNVNYOHORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Mullen - Financial Advisor | TrueAdvisor