Nicholas Snow is a CFP-designated registered investment advisor at LPL Financial LLC, based in Geneva, IL, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
477 South 3rd Street Suite 220, Geneva, IL, 60134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas operates his LPL business under the DBA Equity Design Group, dedicating full-time hours to it. He also engages in non-variable insurance activities through Equity Design Group, spending about 10-20% of his time on this. Nicholas also has outside employment with SB Nation and VOX, and Alpha Dog Advisors, dedicating more than full-time hours to Alpha Dog Advisors.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Third Street Advisors, LLC
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
State Registrations41 states
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