Katy Chai is a registered investment advisor, based in Costa Mesa, CA, with 7 years of industry experience.
Location
3200 Park Center Dr, Ste 1240, Costa Mesa, CA, 92626
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Katy is an investment advisor representative at Sovran Advisors LLC, a financial advisor at DirectPath Planning Investments Insurance Solutions, and the owner of Clarity Lane Divorce Solutions. She also owns rental property, an S-corp called Katy Chai Financial for tax purposes, and works as an agent at Katy Chai insurance brokerage offering life and health insurance products, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Sovran Advisors, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations14 states
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