Aaron Fricke is a registered investment advisor, based in Naperville, IL, with 7 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2135 Citygate Lane, 7th Floor, Naperville, IL, 60563
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Aaron owns residential rental property in Lancaster, PA, collecting rent and performing maintenance. He spends minimal time on this activity and none during business hours.
Employment History
Current Registrations
Pma Securities, LLC
Ptma Investment Advisors
Pma Securities, LLCBroker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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