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Alexander Bray

5 Years of Experience
Brookfield, WI
BrokerSells Insurance

Alexander Bray is a registered investment advisor at Cetera Investment Advisers LLC, based in Brookfield, WI, with 5 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

675 N Barker Rd,, Ste 110, Brookfield, WI, 53045

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Alexander works as a financial professional for Prime Financial Services, dedicating a full-time workload to financial services. He also sells life insurance, fixed annuities, and long-term care as an insurance agent, and works as a tax preparer for Prime Financial Services about 10-20% of the time, and spends minimal time as a notary public.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
January 2023 - March 2024 · 1 yr 2 mos
First Allied Securities, INC.Broker
March 2021 - September 2022 · 1 yr 6 mos
Equitable Advisors, LLC
August 2020 - February 2021 · 6 mos
Equitable Advisors, LLCBroker
July 2020 - February 2021 · 7 mos
State Registrations8 states
COFLILPASCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.