Austin Phillips is a CFP-designated registered investment advisor, based in Dublin, OH, with 3 years of industry experience.
Location
655 Metro Place South, Suite 300, Dublin, OH, 43017
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Manning & Napier Investor Services, INC.
June 2025 - Present · 10 mos
Manning & Napier Advisors, LLC
June 2025 - Present · 10 mos
Manning & Napier Investor Services, INC.Broker
June 2025 - Present · 10 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
April 2021 - December 2023 · 2 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2020 - December 2023 · 3 yrs 1 mo
State Registrations2 states
NYOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.