Niall Shaffery is a CFP-designated registered investment advisor at Vance Wealth, based in Santa Clarita, CA, with 4 years of industry experience. Niall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 422 clients with $740M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $3.5M | 0.90% |
| $3.5M - $15.0M | 0.50% |
| $15M+ | 0.35% |
Fees may be negotiable. Certain legacy Clients may be subject to fee schedules that differ from the above, not to exceed 2.00% annually.
Fee Estimator
Location
26491 Summit Circle, Santa Clarita, CA, 91350
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Niall is the Vice President of a professional business organization in Valencia, CA, a referral network. He spends a few hours per week interviewing potential new members and tracking member involvement.
Employment History
Current Registrations
Vance Wealth
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.