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Rogelio Rangel

7 Years of Experience
Cleveland, OH
Broker

Rogelio Rangel is a registered investment advisor at Cetera Investment Advisers LLC, based in Cleveland, OH, with 7 years of industry experience. Rogelio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

6200 Rockside Rd, Cleveland, OH, 44131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rogelio is a registered representative at Vantage Financial Group, Inc., a financial services firm, dedicating full-time hours to this role. He also works as an administrative assistant for Vantage Settlement Advisory Group, assisting with class action administration for a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
August 2018 - Present · 7 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2020 - June 2023 · 3 yrs 5 mos
State Registrations2 states
MIOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rogelio Rangel - Financial Advisor | TrueAdvisor