HS
CFP
HS
CFP

Hunter Smith

7 Years of Experience
Vestavia Hills, AL
Broker

Hunter Smith is a CFP-designated registered investment advisor, based in Vestavia Hills, AL, with 7 years of industry experience.

Location

2008 Stonegate Trail, Suite 112, Vestavia Hills, AL, 35242

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Hunter works as a registered representative through Kestra Investment Services and an investment advisor representative (IAR) through Kestra Advisory Services, dedicating full-time hours to these activities. Both roles are investment-related.

Employment History
Current Registrations
Kestra Investment Services, LLC
September 2023 - Present · 2 yrs 8 mos
Kestra Advisory Services, LLC
September 2023 - Present · 2 yrs 8 mos
Kestra Investment Services, LLCBroker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Securities America Advisors, INC.
August 2020 - October 2023 · 3 yrs 2 mos
Securities America, INC.Broker
July 2020 - October 2023 · 3 yrs 3 mos
LPL Financial LLC
July 2018 - August 2020 · 2 yrs 1 mo
LPL Financial LLCBroker
June 2018 - August 2020 · 2 yrs 2 mos
State Registrations11 states
ALCOFLGALAMSNCSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Hunter Smith - Financial Advisor | TrueAdvisor