Jonathan Roller is a registered investment advisor, based in Buffalo, NY, with 6 years of industry experience.
Location
369 Franklin Street, Cyclorama Building, Buffalo, NY, 14202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jonathan is a registered representative/investment advisor at Lumsden McCormick Financial Services and refers financial services business to lead advisors there, dedicating about 10-20% of his time to the referral activities. He also owns rental property in Florida, serves on the HOA board, and has power of attorney over his father and aunt.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
1st Global Capital CORP.Broker
State Registrations1 state
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