SC
SC

Sean Cooney

6 Years of Experience
St Louis, MO
BrokerSells Insurance

Sean Cooney is a registered investment advisor at Cetera Investment Advisers LLC, based in St Louis, MO, with 6 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5700 Oakland Ave, Ste 400, St Louis, MO, 63110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Sean is an agent/broker for Co-Op Fixed Insurance and RF Brokerage, placing health insurance coverage and obtaining underwriting for difficult cases, dedicating minimal time to each. He is also a committee leader for the Cystic Fibrosis Foundation, spending a few hours per week planning charity events.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
November 2020 - August 2023 · 2 yrs 9 mos
Securian Financial Services, INC.Broker
July 2020 - August 2023 · 3 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2019 - January 2020 · 4 mos
State Registrations12 states
ALCACOFLILKSMONCOHTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.