Jacob Rosalez is a registered investment advisor, based in Dubuque, IA, with 6 years of industry experience.
Location
3390 Asbury Road, Dubuque, IA, 52002
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jacob works as an associate financial representative with Avantax Planning Partners Inc, assisting investment representatives with their clients. This is a full-time commitment.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Avantax Planning Partners, INC.
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Avantax Advisory Services
April 2022 - September 2025 · 3 yrs 5 mos
Avantax Investment Services, INC.Broker
September 2020 - September 2025 · 5 yrs
Proequities, INC.Broker
June 2020 - September 2020 · 3 mos
Ameriprise Financial Services, INC.Broker
August 2019 - January 2020 · 5 mos
State Registrations3 states
IANETX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.