Patrick Mcgrath is a registered investment advisor, based in San Diego, CA, with 7 years of industry experience.
Location
San Diego, CA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Aw SecuritiesBroker
January 2024 - Present · 2 yrs 8 mos
Allworth Financial, L.P.
January 2024 - Present · 2 yrs 8 mos
Aw Securities
January 2024 - Present · 2 yrs 8 mos
Previous Registrations
Vanguard Marketing CorporationBroker
August 2018 - December 2023 · 5 yrs 4 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.