RB
RB
Ramon Baez
7 Years of Experience
Temecula, CA
1 DisclosureBroker
Ramon Baez is a registered investment advisor at Cetera Investment Advisers LLC, based in Temecula, CA, with 7 years of industry experience. Ramon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
32170 Temecula Pkwy, Bldg C, Temecula, CA, 92592
Get directionsHistory
Regulatory History (1)
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Regulatory
October 2018Final
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 4 mos
Cetera Investment Services LLCBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
August 2022 - January 2025 · 2 yrs 5 mos
Cuso Financial Services, L.P.
August 2022 - January 2025 · 2 yrs 5 mos
Edward JonesBroker
January 2020 - August 2022 · 2 yrs 7 mos
Edward Jones
January 2020 - August 2022 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2019 - February 2020 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2019 - February 2020 · 1 yr
J.P. Morgan Securities LLCBroker
July 2018 - January 2019 · 6 mos
State Registrations12 states
ALAZCAMINCNVNYOHORSDUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.