Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
906 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$2.4B
Fee Structure
Minimum Investment:$1M
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $4.0M | 0.75% |
| $4.0M - $6.0M | 0.60% |
| $6M+ | 0.50% |
Minimum account size and fee schedule may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2001 Butterfield Road, Suite 1750, Downers Grove, IL, 60515
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capstone Financial Advisors INC
September 2023 - Present · 2 yrs 6 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
February 2023 - September 2023 · 7 mos
Wells Fargo Advisors Financial Network, LLC
February 2023 - September 2023 · 7 mos
Wells Fargo Clearing Services, LLCBroker
September 2022 - September 2023 · 1 yr
Wells Fargo Clearing Services, LLC
August 2022 - September 2023 · 1 yr 1 mo
Rubinbrown Advisors LLC
July 2021 - August 2022 · 1 yr 1 mo
Shetland Financial
May 2020 - October 2021 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2018 - February 2020 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2018 - February 2020 · 1 yr 6 mos
State Registrations2 states
ILTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.