David Kim is a registered investment advisor, based in Brooklyn, NY, with 7 years of industry experience.
Location
Brooklyn, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is contracted with Crump for fixed insurance products, dedicating a few hours per week. He is also an advisor with Matauro LLC, providing financial planning, tax strategy, and investment management services, which takes nearly full-time.
Employment History
Current Registrations
The Leaders Group, INC.
February 2025 - Present · 1 yr 3 mos
The Leaders Group, INC.Broker
February 2025 - Present · 1 yr 3 mos
Matauro, LLC
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
September 2024 - December 2024 · 3 mos
Equitable Advisors, LLC
December 2018 - September 2024 · 5 yrs 9 mos
Equitable Advisors, LLCBroker
August 2018 - September 2024 · 6 yrs 1 mo
State Registrations4 states
CACONJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.