Timothy John Eng

Ladenburg Thalmann Asset Management INC

7 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Ladenburg Thalmann Asset Management INC

Compensation

Fee-Only (AUM)

Firm Size

20 advisors

Number of Clients

3,334 clients

Average Client Portfolio

$1.7M average

Assets Under Management

$5.6B

Fee Structure

Financial Planning:Investment management only

Location

640 5th Avenue, 4th Floor, New York, NY, 10019

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Ladenburg Thalmann Asset Management INC

November 2022 - Present · 3 yrs 3 mos

Ladenburg Thalmann & CO. INC.

August 2021 - Present · 4 yrs 6 mos

Ladenburg Thalmann & CO. INC.Broker

August 2021 - Present · 4 yrs 6 mos

Previous Registrations

Dematteo Research LLCBroker

July 2018 - August 2021 · 3 yrs 1 mo

State Registrations2 states

CTNY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.