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Timothy Eng

7 Years of Experience
New York, NY
Broker

Timothy Eng is a registered investment advisor at Ladenburg Thalmann Asset Management INC, based in New York, NY, with 7 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,334 clients with $5.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
21 advisors
Number of Clients
3,334 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$5.6B

Fee Structure

Investment management only (planning not offered)

Ladenburg Thalmann Asset Management manages investments through various programs and separately managed accounts. Fees for these services are determined by the specific program or agreement and are subject to negotiation. Details and fee schedules for Ladenburg-sponsored programs are available upon request. For separately managed accounts, fees are generally charged quarterly, either in advance or in arrears, as specified in the client agreement.

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Location

640 5th Avenue, 4th Floor, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ladenburg Thalmann Asset Management INC
November 2022 - Present · 3 yrs 6 mos
Ladenburg Thalmann & CO. INC.Broker
August 2021 - Present · 4 yrs 9 mos
Ladenburg Thalmann & CO. INC.
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Dematteo Research LLCBroker
July 2018 - August 2021 · 3 yrs 1 mo
State Registrations2 states
CTNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.