Arthur Burton
Arthur Burton is a registered investment advisor at MML Investors Services, LLC, based in Walnut Creek, CA, with 7 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
1676 N California Blvd, Ste 430, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (1)
Judgment / Lien
March 2024Other Business Activities
Arthur is involved in several businesses, including Upper Echelon Music Publishing, How To Logistics LLC (an online educational business), and Trackd Out LLC (a technology company). He dedicates minimal time to each of these ventures.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
PFS Investments INC.Broker
PFS Investments INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.