Arthur Burton
Arthur Burton is a registered investment advisor at MML Investors Services, LLC, based in San Pablo, CA, with 7 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
San Pablo, CA
Get directionsHistory
Regulatory History (1)
Judgment / Lien
March 2024Other Business Activities
Arthur is involved in several businesses, including Upper Echelon Music Publishing, How To Logistics LLC (an online educational business), and Trackd Out LLC (a technology company). He dedicates minimal time to each of these ventures.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
PFS Investments INC.Broker
PFS Investments INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.