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Steven Williams

6 Years of Experience
Charlotte, NC
Broker

Steven Williams is a registered investment advisor, based in Charlotte, NC, with 6 years of industry experience.

Location

1515 South Tryon St, Charlotte, NC, 28203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven is a Twitch Affiliate, streaming video games and earning revenue, dedicating about 10-20% of his time to this. He also works part-time for Sportslink USA as a referee, spending about a quarter of his time on this activity.

Employment History
Current Registrations
Dfa Securities LLCBroker
September 2021 - Present · 4 yrs 8 mos
Dimensional Fund Advisors LP
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
LPL Financial LLC
April 2021 - September 2021 · 5 mos
LPL Financial LLCBroker
January 2020 - September 2021 · 1 yr 8 mos
State Registrations2 states
NCTX
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Williams - Financial Advisor | TrueAdvisor